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PACULit Literature Updates August 2025: Pediatrics

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Late Permissive Hypercapnia for Mechanically Ventilated Preterm Infants A Randomized Trial

Late Permissive Hypercapnia for Mechanically Ventilated Preterm Infants A Randomized Trial

Travers CP, Gentle SJ, Shukla VV, Aban I, Yee AJ, Armstead KM, Benz RL, Laney D, Ambalavanan N, Carlo WA. Pediatr Pulmonol. 2025 Jun;60(6):e71165. doi:10.1002/ppul.71165. PMID: 40525736.

Introduction

Premature infants requiring mechanical ventilation frequently develop respiratory distress syndrome with significant morbidity, including bronchopulmonary dysplasia (BPD). Permissive hypercapnia, the strategy of allowing higher carbon dioxide levels to reduce lung injury, has been studied predominantly early after birth. However, the impact of later initiation of permissive hypercapnia remains unclear. This randomized clinical trial investigates whether targeting higher levels of pH-controlled permissive hypercapnia beginning between postnatal days 7 to 14 can reduce the duration of mechanical ventilation and improve respiratory outcomes in preterm infants.

The study’s findings are important given the delicate balance between ventilator management to avoid lung injury and the risks of elevated carbon dioxide in this vulnerable population. Understanding impacts on survival, ventilator-free days, and BPD incidence informs neonatal intensive care practice.

Study Overview

Study Type: Single-center randomized clinical trial with 1:1 parallel allocation

Population: 130 mechanically ventilated preterm infants (22 to 36 weeks gestation) with respiratory distress syndrome between postnatal days 7-14

Intervention: Targeting higher pH-controlled permissive hypercapnia (PCO2 60–75 mmHg, pH ≥ 7.20) vs Lower pH-controlled permissive hypercapnia (PCO2 40–55 mmHg, pH ≥ 7.25)

Duration: 28 days post-randomization

Primary Outcome: Days alive and ventilator-free over 28 days after randomization

Key Findings

  • Mean gestational age: 24 weeks 5 days; mean birth weight: 657 grams ± 198
  • Higher permissive hypercapnia group had significantly more ventilator-free days (11 ± 10) than lower group (6 ± 8); p = 0.009
  • Mean PCO2 during study: 55 ± 10 mmHg (higher group) vs 52 ± 8 mmHg (lower group)
  • Incidence of Grade 2–3 BPD or death: 44% (30/62) in higher group vs 59% (45/68) in lower group (adjusted OR 0.54; 95% CI 0.27–1.08; p = 0.08)
  • Among survivors at 36 weeks PMA, Grade 2–3 BPD occurred in 35% (19/53) in higher group vs 50% (28/53) in lower group (adjusted OR 0.56; 95% CI 0.27–1.13; p = 0.12)
  • Suggests a trend favoring lung protection, though statistical significance for morbidity outcomes not achieved

Evidence Synthesis & Clinical Context

The primary evidence for late permissive hypercapnia in mechanically ventilated preterm infants derives from this robust single-center randomized clinical trial. It demonstrates a meaningful increase in ventilator-free days, aligning with earlier pilot data supporting feasibility and safety.

Key Related Studies

  • Travers et al., 2023 (Pilot Trial): Established feasibility and respiratory stability with late permissive hypercapnia among very preterm infants (PMID: 36914233).
  • Thome et al., 2015 (Multicenter RCT on Early Permissive Hypercapnia): Found no significant benefit on BPD or death composite outcome, highlighting differences in timing and clinical decision-making (PMID: 26088180).
  • Ozawa et al., 2022 (Systematic Review): Confirmed inconsistent benefits across multiple permissive hypercapnia studies, underscoring importance of this trial’s novel positive findings (PMID: 35945674).
  • Gentner et al., 2017: Mechanistic data showed reduced inflammatory mediators in tracheal aspirates, supporting biological plausibility for lung protection (PMID: 29209598).
  • Reiterer et al., 2017: Reviews emphasizing the role of lung-protective ventilation strategies contextualize this approach within current neonatal respiratory care standards (PMID: 27876355).
  • Wong et al., 2022: Outline safe neonatal CO2 parameters reinforcing cautious application of permissive hypercapnia (PMID: 34230621).
  • Thome et al., 2018 (Exploratory Analysis): Raised awareness that elevated PCO2 may correlate with illness severity, informing risk assessment (PMID: 29298438).
  • Ou et al., 2014 (Follow-up Imaging): Suggests necessity for long-term neurodevelopmental outcomes evaluation after hypercapnia ventilation (PMID: 24671721).

Integration and Summary

The novel randomized trial extends the evidence base by demonstrating late permissive hypercapnia increases days alive and ventilator-free, an important clinical endpoint. While trends toward reduced BPD or mortality were noted, statistical significance was not met, necessitating larger trials. The biological rationale and safety data support cautious implementation with ongoing evaluation. This trial importantly informs neonatal ventilator management beyond early postnatal days, marking a paradigm shift in individualized respiratory support strategies.

Clinical Implications

  • Targeting higher pH-controlled permissive hypercapnia starting from postnatal days 7–14 can increase ventilator-free days, potentially decreasing ventilator-associated lung injury risk.
  • Though mortality and severe BPD rates were not significantly reduced, the trend toward lung protection indicates clinical potential requiring close monitoring.
  • Clinicians should consider individualized ventilator management protocols integrating permissive hypercapnia with frequent blood gas measurements to optimize respiratory outcomes.
  • Long-term neurodevelopmental follow-up is essential given uncertainties about prolonged hypercapnic exposure effects.

Strengths & Limitations

Strengths Limitations
Robust randomized clinical trial design with 1:1 parallel allocation Single-center study may limit external generalizability
Well-defined inclusion criteria with narrow gestational range Sample size insufficient for definitive conclusions on mortality/BPD differences
Detailed pH-controlled CO2 targeting with monitored ventilation parameters Late enrollment after postnatal day 7 limits applicability to earlier or later phases
Careful protocol adherence with unblinded data after last enrollment reducing bias Lack of long-term neurodevelopmental outcome data to assess safety comprehensively

Future Directions

Further multicenter randomized trials with larger cohorts are needed to validate benefits on mortality and BPD and elucidate long-term neurodevelopmental outcomes associated with late permissive hypercapnia. Investigations into optimal PCO2 ranges balancing lung protection and systemic risks remain a priority for advancing neonatal care.

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© 2025 PACULit

  1. Travers CP, Gentle SJ, Shukla VV, Aban I, Yee AJ, Armstead KM, Benz RL, Laney D, Ambalavanan N, Carlo WA. Late Permissive Hypercapnia for Mechanically Ventilated Preterm Infants A Randomized Trial. Pediatr Pulmonol. 2025 Jun;60(6):e71165. doi:10.1002/ppul.71165. PMID: 40525736.
  2. Travers CP, Carlo WA, Nakhmani A, Laney D, Chahine RA, Aban I, Ambalavanan N. Late permissive hypercapnia and respiratory stability among very preterm infants: a pilot randomised trial. Arch Dis Child Fetal Neonatal Ed. 2023 Sep;108(5):530-534. doi:10.1136/archdischild-2022-325166. PMID: 36914233.
  3. Thome UH, Genzel-Boroviczeny O, Bohnhorst B, Schmid M, Fuchs H, Rohde O, Avenarius S, Topf HG, Zimmermann A, Faas D, Timme K, Kleinlein B, Buxmann H, Schenk W, Segerer H, Teig N, Gebauer C, Hentschel R, Heckmann M, Schlösser R, Peters J, Rossi R, Rascher W, Böttger R, Seidenberg J, Hansen G, Zernickel M, Muche R, Hummler HD. Permissive hypercapnia in extremely low birthweight infants (PHELBI): a randomised controlled multicentre trial. Lancet Respir Med. 2015 Jul;3(7):534-543. doi:10.1016/S2213-2600(15)00204-0. PMID: 26088180.
  4. Ozawa Y, Miyake F, Isayama T. Efficacy and safety of permissive hypercapnia in preterm infants: A systematic review. Pediatr Pulmonol. 2022 Nov;57(11):2603-2613. doi:10.1002/ppul.26108. PMID: 35945674.
  5. Gentner S, Laube M, Uhlig U, Yang Y, Fuchs HW, Dreyhaupt J, Hummler HD, Uhlig S, Thome UH. Inflammatory Mediators in Tracheal Aspirates of Preterm Infants Participating in a Randomized Trial of Permissive Hypercapnia. Front Pediatr. 2017;5:246. doi:10.3389/fped.2017.00246. PMID: 29209598.
  6. Reiterer F, Schwaberger B, Freidl T, Schmölzer G, Pichler G, Urlesberger B. Lung-protective ventilatory strategies in intubated preterm neonates with RDS. Paediatr Respir Rev. 2017 Jun;23:89-96. doi:10.1016/j.prrv.2016.10.007. PMID: 27876355.
  7. Wong SK, Chim M, Allen J, Butler A, Tyrrell J, Hurley T, McGovern M, Omer M, Lagan N, Meehan J, Cummins EP, Molloy EJ. Carbon dioxide levels in neonates: what are safe parameters? Pediatr Res. 2022 Apr;91(5):1049-1056. doi:10.1038/s41390-021-01473-y. PMID: 34230621.
  8. Thome UH, Dreyhaupt J, Genzel-Boroviczeny O, et al. Influence of PCO2 Control on Clinical and Neurodevelopmental Outcomes of Extremely Low Birth Weight Infants. Neonatology. 2018;113(3):221-230. doi:10.1159/000485828. PMID: 29298438.
  9. Ou X, Glasier CM, Ramakrishnaiah RH, Angtuaco TL, Mulkey SB, Ding Z, Kaiser JR. Diffusion tensor imaging in extremely low birth weight infants managed with hypercapnic vs. normocapnic ventilation. Pediatr Radiol. 2014 Aug;44(8):980-986. doi:10.1007/s00247-014-2946-8. PMID: 24671721.